Upcoming course release: Fraud and Market Abuse
It is fairly easy for firms involved in the financial markets to get caught up in illegal market abuse practices without even realising it. The temptation is great for staff members to trade on insider information or exploit the firm’s resources to try to manipulate the market. In many cases, the lines between what is […]
Omnitrack version 2.68.0
Submission reference IDs in the audit trail The audit trail for submissions now displays the reference ID as a column in the grid. Users can now sort, filter, and search for a particular ID in order to view the full history on any submission. Ability to filter by a date range All date columns in […]
Proliferation financing – new rules in force
New requirements for money laundering regulated entities Legislative background A series of amendments to the UK Money Laundering Regulations 2017 came into force 1 September 2022. The Money Laundering and Terrorist Financing (Amendment) (No. 2) Regulations 2022 include an obligation for regulated entities to identify, assess and mitigate the risk of proliferation financing (PF). We have […]
New Guide: Allyship at work – How to be a better ally
People can be marginalised for many different reasons. This is often because they have a particular characteristic and are oppressed because of it. Racism, homophobia, transphobia, religious hatred, sexism, misogyny, ageism, and ableism are all forms of oppression which can marginalise someone. Allyship is a process of building relationships with marginalised people and standing in […]
Inclusive language and communication
Our communication style and the language we use play a vital role in creating an inclusive workplace culture.
Supporting new and expectant parents at work
When an employee becomes a parent, it’s a huge change in their personal and professional life.
Members’ Update 17th August 2022
Compliance fundamentals, cyber and data awareness, supporting new parents, domestic abuse lived experience, neurodiversity guide
Time running out for over a million trusts to register with HMRC
Anti-money laundering rules require trust registration by 1 September Around a million trusts have not yet been registered with HMRC ahead of the 1 September 2022 deadline, according to official figures. The Trustee Registration Service began registering trusts in 2017, but has only registered just over 200,000 despite over 61,000 being added in the first […]
Download our environmental policy template
Environmental sustainability policy An environmental sustainability policy helps organisations clarify their commitment to managing its environmental impact. It can also serve as a valuable component of your ESG toolbox. How to write an environmental policy template An organisation should first carry out an environmental assessment to identify the main environmental issues relevant to their business […]
Webinar: Neurodiversity in the workplace – Thinking differently
Neurodiversity is the term that refers to the naturally occurring variation in the way our brains work. It is commonly associated with a series of conditions or differences such as dyslexia, ADHD, dyspraxia, autism and others.
