banner img

Insider Trading: Fundamentals

20 minutes Full course All industries

Provides employees with critical guidance and best practices to avoid falling foul of the law.

Description

Insider Trading: Fundamentals provides employees with critical guidance and best practices to avoid falling foul of the law. By completing this course, you will develop an understanding of the practical application of the Securities and Exchange Commission (SEC) rules and regulations regarding insider trading, market manipulation and fraud. Your organisation has a responsibility as a well as a legal obligation to prevent insider trading and market manipulation and you must ensure you have the knowledge and understanding of securities law to do that.

Features

  • Understand the definition of inside information
  • Understand how to sport risks and prevent violations

SIGN UP FOR FREE-TRIAL

This is a trial version of the VinciWorks course Anti-Bribery Fundamentals. This course can be fully adapted to suit your industry and location. Custom content can be easily added.

By filling in this form you will receive periodic emails with other resources and offers related to this one. We take privacy seriously, click here to read our privacy policy.

Similar Courses

Interacting with Competitors

5 minutes Take 5 All industries

False Invoicing

5 minutes Take 5 All industries

Understanding Fraud: Identify and Prevent Workplace Fraud (Hong Kong)

40 minutes Full course All industries

Understanding Fraud: Identify and Prevent Workplace Fraud

40 minutes Full course All industries

Product Liability

15 minutes Short course All industries

Antitrust: Know Your Market

20 minutes Full course All industries

Securities Law: Know Your Trade

20 minutes Full course All industries

Interacting with Customers and Suppliers

5 minutes Take 5 All industries

Competition Law Knowledge Check

5 minutes Knowledge check All industries

Fair Competition Dos and Don'ts

5 minutes Take 5 All industries

Anti-trust around the world

5 minutes Take 5 All industries

Insider Trading: Fundamentals

20 minutes Full course All industries

Fraud: Failure to Prevent

20 minutes Short course All industries

Avoiding Anti-Competitive Activity

25 minutes Full course All industries

Fraud Prevention for Law Firms

40 minutes Full course Law

Unethical Supplier Practice

5 minutes Take 5 All industries

Avoiding Anti-Competitive Activity Adaptive

45 minutes Full course All industries

Competing Fairly

30 minutes Full course All industries

Bid Suppression

5 minutes Take 5 All industries

Detecting and Preventing Supply-Chain Fraud

5 minutes Take 5 All industries

Collusive Bidding

5 minutes Take 5 All industries

Commercially Sensitive Information

5 minutes Take 5 All industries

Leaking Bid Information

5 minutes Take 5 All industries

Fraud: Failure to Prevent Knowledge Check

5 minutes Knowledge check All industries

Fraud and Market Abuse: A Practical Overview

20 minutes Full course All industries

Insider Trading

10 minutes Short course All industries

Vermeidung Wettbewerbswidriger Aktivitäten: Grundlagen

45 minutes Full course All industries

Reviews

Spending time looking for parcel around the neighbourhood is a thing of the past. That’s a promise.

Spending time looking for parcel around the neighbourhood is a thing of the past. That’s a promise.

Spending time looking for parcel around the neighbourhood is a thing of the past. That’s a promise.

Spending time looking for parcel around the neighbourhood is a thing of the past. That’s a promise.

Spending time looking for parcel around the neighbourhood is a thing of the past. That’s a promise.