SRA Advanced: Managing Clients and Matters
30 minutes
Short course
Law
This course covers the checks and processes you should carry out when managing clients and matters if you work in an SRA regulated firm.
Description
Every legal professional has an obligation to ensure they manage clients and matters in an appropriate manner and in compliance with the relevant sections of the SRA Standards and Regulations. The course also includes relevant scenario questions for users to test their knowledge.
Features
- Learn how to to carry out sufficient identification checks
- Understand conflict checks and deal with conflicts of interest
- Learn about engagement letters
- Understand insider trading legislation
- Gain awareness of matters and risks when dealing with a client
- Learn how to close a client file