SMCR: The Senior Managers and Certification Regime
45 minutes
Full course
Financial Services
This course will provide you with the training you need to comply with SMCR requirements.
Description
All FCA-regulated firms are required to comply with the Senior Managers and Certification Regime, a program designed to raise standards of conduct for everyone working in financial services. This course will provide you with the training you need to comply with SMCR requirements. It includes in-depth looks at each of the six Conduct Rules for general staff and four Conduct Rules for Senior Managers.
Features
- What the SMCR is
- How to comply to the SMCR
- How to report a breach