FCA Client Money and Assets
1 hour 25 minutes
Full course
Financial Services
This course will help your employees understand rules set out in Client Assets Sourcebook (CASS).
Description
This course on Client Money and Assets explores how the rules affect employees, the principles it sets for organisations and their clients, and the standards and processes laid out in the Clients Assets Sourcebook (CASS). The course is designed to enable learners to understand the regulation around the FCA's Client Assets rules and the key requirements for organisations to arrange for adequate protection of clients' assets when it is responsible for them.
Features
- What the client money and asset rules are
- How the client money and assets rule affect your organisation
- How to comply with the key requirements as set by the CASS
- How to apply five key processes to protect client money in compliance with the client money rules (CASS 7)
- Mandate-making information is required to create a mandate and how to safeguard this information
- What the reporting requirements (CASS 9) are and the resolution pack requirements (CASS 10)
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This is a trial version of the VinciWorks course Anti-Bribery Fundamentals. This course can be fully adapted to suit your industry and location. Custom content can be easily added.
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Reviews
Spending time looking for parcel around the neighbourhood is a thing of the past. That’s a promise.
Spending time looking for parcel around the neighbourhood is a thing of the past. That’s a promise.
Spending time looking for parcel around the neighbourhood is a thing of the past. That’s a promise.
Spending time looking for parcel around the neighbourhood is a thing of the past. That’s a promise.
Spending time looking for parcel around the neighbourhood is a thing of the past. That’s a promise.
