Introduction to FCA Regulation
20 minutes
Short course
Financial Services
This course explores how the FCA regulates conduct, the principles it sets for business, and the standards and process it provides in the FCA handbook.
Description
This course explores how the FCA regulates conduct, the principles it sets for business, and the standards and process it provides in the FCA handbook.
Features
- What FCA regulation is and does, and why it exists
- What the FCA's main responsibilities are
- What the FCA do to ensure the industry's customers are treated fairly
- How the FCA vets firms to ensure they meet the requirements
- How to access the FCA handbook
- The 12 principles for business
- Managerial responsibility to ensure employee training and competence
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This is a trial version of the VinciWorks course Anti-Bribery Fundamentals. This course can be fully adapted to suit your industry and location. Custom content can be easily added.
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Reviews
Spending time looking for parcel around the neighbourhood is a thing of the past. That’s a promise.
Spending time looking for parcel around the neighbourhood is a thing of the past. That’s a promise.
Spending time looking for parcel around the neighbourhood is a thing of the past. That’s a promise.
Spending time looking for parcel around the neighbourhood is a thing of the past. That’s a promise.
Spending time looking for parcel around the neighbourhood is a thing of the past. That’s a promise.
