FCA Conflicts of Interest
40 minutes
Full course
Financial Services
This online training course on conflicts of interest highlights the FCA regulation around conflicts of interest and the impact on individuals and firms.
Description
The FCA's conduct of business framework helps individuals and firms to manage the risk of conflicts of interest. Failure to comply can lead to enforcement action. In this course, employees of Investmentise (a fictional firm) will encounter various conflicts of interest. Your challenge is to prevent them from breaching the FCA's compliance framework.
Features
- What constitutes conflicts of interest
- How to identify behaviours that constitute conflicts of interest
- Are inducements acceptable under conflict of interest
- How to manage a conflict of interest
- How to ensure compliance with FCA requirements
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This is a trial version of the VinciWorks course Anti-Bribery Fundamentals. This course can be fully adapted to suit your industry and location. Custom content can be easily added.
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Reviews
Spending time looking for parcel around the neighbourhood is a thing of the past. That’s a promise.
Spending time looking for parcel around the neighbourhood is a thing of the past. That’s a promise.
Spending time looking for parcel around the neighbourhood is a thing of the past. That’s a promise.
Spending time looking for parcel around the neighbourhood is a thing of the past. That’s a promise.
Spending time looking for parcel around the neighbourhood is a thing of the past. That’s a promise.
